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Complimentary Financial Evaluation

 

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Questions? We've Got Answers

1. Does your firm have a specific service approach?

We have an OPEN approach to meeting the needs of our clients.

  • O – Objective: We provide our clients with clear, objective investment guidance.  Beacon Pointe is a Registered Investment Advisory (RIA) firm and we are held to a fiduciary standard, always acting in the best interest of our clients and putting their needs first.
  • P – Prudent (investing): Your portfolio will be invested within the guidelines set by Beacon Pointe’s Investment Committee and chosen in a manner to best meet your goals while taking the least amount of risk possible.  We are conservative by nature and understand the importance of protection of capital.
  • E – Experienced: Your team is comprised of individuals knowledgeable and experienced to assist you with your unique financial circumstances.  Our team includes a mix of Certified Financial Planners™ (CFP®), a Certified Divorce Financial Analyst™ (CDFA®), JDs, MBAs, CFAs, among many others certifications.
  • N – Needs Based: Each client we work with has unique financial circumstances, goals and needs.  Your experience with Beacon Pointe and your designated professional team is customized to your unique investment and financial planning needs.

2. With whom would I work?

You will be working with a highly qualified team of professionals. Typically you will be working with a team of advisors and a client services associate.  A Wealth Advisor within your dedicated Beacon Pointe professional team will act as your primary advisor. Your relationship with Beacon Pointe will also be supported by our Financial Planning Department -staffed with both attorneys and Certified Financial Planners™ – and your dedicated Client Services Associate will support your day to day service needs.

3. Who makes investment decisions and how is my portfolio managed?

Your portfolio will be invested within the guidelines set by Beacon Pointe’s Investment Committee and chosen in a manner to best meet your goals while taking the least amount of risk possible.  Beacon Pointe’s Investment Committee consists of 13 individuals, including six CFAs, seven MBAs, one CAIA, and one JD designation.  Your primary Wealth Advisor, using the tools and investment resources developed by Beacon Pointe’s Investment Manager Research team, diligently reviews and monitors your investments and meets with you regularly to discuss your portfolio.

4. What other types of services do you provide?

You will have the benefit of a full range of wealth management solutions to best meet your life and legacy goals. This includes comprehensive financial planning, retirement and estate planning review, investment planning, risk analysis, etc.

5. What are your fees and how are you compensated?

Portfolio fees are basis points (bps) based on the assets under management. The fee charged for personal wealth management by Beacon Pointe will typically be 100bps on household investable assets below $1 Million, 75bps on assets above $1 Million up to $10 Million.  Fees for financial planning services may apply.  Ask your financial advisor for more information.

6. Who holds my money and how am I protected?

Your money is held at any of three qualified custodians, Charles Schwab, TD Ameritrade or Fidelity. The three aforementioned custodians ensure that all accounts are SIPC insured.

7. Where can I see my money and portfolio performance?

You can view your portfolio on a real time basis, at your convenience and on any device, through your secure, personal Beacon Pointe Client Portal.

8. Is Beacon Pointe a Registered Investment Advisor (RIA)?

Yes, Beacon Pointe is a Registered Investment Advisory (RIA) firm, upholding the highest level of fiduciary duty to work in the best interest of our clients and to put the needs of our clients first, above all else.

Still Have Questions? Contact Us

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(949) 718-1600

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